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November 22, 2019
Ben Gruenstein Speaks at PLI's 2019 Financial Services RegTech and Regulatory Compliance Forum

On November 21, 2019, Cravath partner Benjamin Gruenstein participated in the “Financial Services RegTech and Regulatory Compliance Forum,” which was presented by the Practising Law Institute and held in New York City. Ben delivered a talk entitled “Legal Ethics: The Lawyer’s Role When Something Goes Wrong in Financial Services,” which discussed the role of in‑house lawyers and compliance officers in internal investigations, including how to decide whether to report potential violations and how to abide by ethical obligations to clients.