Elad Roisman Speaks at SIFMA’s 2024 C&L Annual Seminar

On March 18, 2024, Cravath partner Elad Roisman participated in SIFMA’s 2024 C&L Annual Seminar in Orlando, FL. Elad moderated and participated on a panel entitled “Chief Compliance Officer Roundtable,” with the CCOs of Vanguard, Raymond James, Royal Bank of Canada and Baird. The panel reviewed the U.S. Securities and Exchange Commission’s Division of Examination priorities; the SEC’s and FINRA’s interest in artificial intelligence, including the SEC’s predictive data analytics proposal; concerns regarding the rapid pace of regulation; and considerations in structuring a compliance function.