John Buretta Speaks on SEC Enforcement in the Financial Services Industry

On November 4, 2014, John D. Buretta spoke at the Compliance, Risk and Enforcement Symposium in New York City, hosted by the Regulatory Compliance Association. The conference addressed increased regulatory scrutiny of hedge funds, private equity firms and other asset managers. John spoke on a panel entitled “Enforcement 2015 — New Priorities, Initiatives and Latest Developments” and addressed recent trends in SEC enforcement, including admissions of liability and gatekeeper actions, and subject matter areas including insider trading and FCPA enforcement.